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State and Local Agency Data Sources
Violation Tracker coverage for state AGs, local prosecutors and state financial regulators extends back to January 1, 2000. Dates vary for other agencies.
ALABAMA
Alabama Attorney General: settlements and verdicts announced in press releases
Alabama Department of Insurance: enforcement actions
Alabama Securities Commission: administrative actions
Alabama State Banking Department: consent orders
ALASKA
Alaska Attorney General: settlements and verdicts announced in press releases
Alaska Division of Banking and Securities: enforcement orders
Alaska Division of Insurance: disciplinary orders
ARIZONA
Arizona Attorney General: settlements and verdicts announced in press releases
Arizona Corporation Commission: enforcement actions
Arizona Department of Financial Institutions: consent orders
Arizona Department of Insurance: enforcement actions
Maricopa County Attorney: settlements and verdicts announced in press releases
ARKANSAS
Arkansas Attorney General: settlements and verdicts announced in press releases
Arkansas Insurance Department: legal orders
Arkansas Securities Department: administrative orders
CALIFORNIA
Alameda County District Attorney: settlements and verdicts announced in press releases
California Attorney General: settlements and verdicts announced in press releases
California Department of Business Oversight: actions and orders
California Department of Consumer Affairs: enforcement actions
California Department of Insurance: enforcement actions
California Department of Managed Care: enforcement actions
California Labor Commissioner's Office: press releases and open records request
Contra Costa County District Attorney: settlements and verdicts announced in press releases
Fresno County District Attorney: settlements and verdicts announced in press releases
Long Beach City Attorney: settlements and verdicts announced in press releases
Los Angeles City Attorney: settlements and verdicts announced in press releases
Los Angeles County Department of Consumer and Business Affairs: enforcement actions
Los Angeles County District Attorney: settlements and verdicts announced in press releases
Oakland City Attorney: settlements and verdicts announced in press releases
Orange County District Attorney: settlements and verdicts announced in press releases
Riverside County District Attorney: settlements and verdicts announced in press releases
Sacramento County District Attorney: settlements and verdicts announced in press releases
San Diego City Attorney: settlements and verdicts announced in press releases
San Diego County District Attorney: settlements and verdicts announced in press releases
San Francisco City and County District Attorney: settlements and verdicts announced in press releases
San Francisco City Attorney: settlements and verdicts announced in press releases
Santa Clara County District Attorney: settlements and verdicts announced in press releases
Santa Cruz County District Attorney: settlements and verdicts announced in press releases
Sonoma County District Attorney: settlements and verdicts announced in press releases
Ventura County District Attorney: settlements and verdicts announced in press releases
COLORADO
Colorado Attorney General: settlements and verdicts announced in press releases
Colorado Division of Insurance: regulatory actions
Colorado Division of Securities: enforcement actions
Denver District Attorney: settlements and verdicts announced in press releases
CONNECTICUT
Connecticut Attorney General: settlements and verdicts announced in press releases
Connecticut Department of Banking: agency actions and settlements
Connecticut Department of Consumer Protection: enforcement actions
Connecticut Insurance Department: enforcement actions
Connecticut Securities and Business Investments Division: orders and settlements
DELAWARE
Delaware Attorney General: settlements and verdicts announced in press releases
Delaware Department of Insurance: enforcement actions
Delaware Fraud & Consumer Protection Division: administrative orders
DISTRICT OF COLUMBIA
District of Columbia Attorney General: settlements and verdicts announced in press releases
District of Columbia Department of Insurance, Securities and Banking: administrative actions
FLORIDA
Florida Attorney General: settlements and verdicts announced in press releases
Florida Office of Financial Regulation: administrative actions
Miami-Dade State Attorney: settlements and verdicts announced in press releases
GEORGIA
Georgia Attorney General: settlements and verdicts announced in press releases
Georgia Securities Division: enforcement orders
HAWAII
Hawaii Attorney General: settlements and verdicts announced in press releases
Hawaii Department of Commerce and Consumer Affairs: enforcement action press releases and decisions
Hawaii Securities Enforcement Branch: enforcement orders
IDAHO
Idaho Attorney General: settlements and verdicts announced in press releases
Idaho Department of Finance: administrative actions
Idaho Department of Insurance: orders
Idaho Securities Bureau: administrative actions
ILLINOIS
Chicago Corporation Counsel: settlements announced in press releases
Chicago Department of Business Affairs and Consumer Protection: enforcement actions
Illinois Attorney General: settlements and verdicts announced in press releases
Illinois Department of Insurance: director's orders
Illinois Department of Labor: enforcement actions via open records requests
Illinois Division of Banking: enforcement actions
Illinois Secretary of State-Securities: administrative actions
INDIANA
Indiana Attorney General: settlements and verdicts announced in press releases
Indiana Department of Insurance: enforcement actions
Indiana Securities Division: administrative actions
IOWA
Iowa Attorney General: settlements and verdicts announced in press releases
Iowa Insurance Division: enforcement actions
KANSAS
Kansas Attorney General: settlements and verdicts announced in press releases
Kansas Insurance Commissioner: legal orders
KENTUCKY
Kentucky Attorney General: settlements and verdicts announced in press releases
Kentucky Department of Financial Institutions: enforcement actions
Kentucky Department of Workplace Standards: open records requests
LOUISIANA
Louisiana Attorney General: settlements and verdicts announced in press releases
Louisiana Department of Insurance: regulatory actions
Orleans Parish District Attorney: settlements and verdicts announced in press releases
MAINE
Maine Attorney General: settlements and verdicts announced in press releases
Maine Bureau of Insurance: administrative actions
Maine Department of Professional & Financial Regulation: enforcement actions
Maine Office of Securities: enforcement actions
MARYLAND
Maryland Attorney General: settlements and verdicts announced in press releases
Maryland Commissioner of Financial Regulation: enforcement actions
Maryland Insurance Administration: orders
Maryland Securities Division: administrative actions
MASSACHUSETTS
Massachusetts Attorney General: settlements and verdicts announced in press releases
Massachusetts Attorney General's Fair Labor Division: enforcement actions
Massachusetts Division of Banks: enforcement actions
Massachusetts Division of Insurance: administrative actions
Massachusetts Securities Division: enforcement actions
MICHIGAN
Michigan Attorney General: settlements and verdicts announced in press releases
Michigan Department of Insurance and Financial Services: enforcement actions
Michigan Securities Division: disciplinary actions
MINNESOTA
Hennepin County District Attorney: settlements and verdicts announced in press releases
Minnesota Attorney General: settlements and verdicts announced in press releases
Minnesota Commerce Department: enforcement actions
Minnesota Department of Labor & Industry: enforcement actions via open records requests
MISSISSIPPI
Mississippi Attorney General: settlements and verdicts announced in press releases
Mississippi Insurance Department: enforcement actions
Mississippi Secretary of State-Securities: enforcement actions
MISSOURI
Missouri Attorney General: settlements and verdicts announced in press releases
Missouri Department of Insurance: enforcement action database and market conduct examinations
Missouri Department of Labor & Industrial Relations: enforcement actions via open records requests
Missouri Secretary of State-Securities: enforcement actions
MONTANA
Montana Attorney General: settlements and verdicts announced in press releases
Montana Commissioner of Securities & Insurance: legal actions
NEBRASKA
Nebraska Attorney General: settlements and verdicts announced in press releases
Nebraska Department of Banking and Finance: agency actions
Nebraska Department of Insurance: agency actions
NEVADA
Nevada Attorney General: settlements and verdicts announced in press releases
Nevada Division of Insurance: agency actions announced in press releases
Nevada Financial Institutions Division: enforcement actions
Nevada Secretary of State-Securities: administrative orders
NEW HAMPSHIRE
New Hampshire Attorney General: settlements and verdicts announced in press releases
New Hampshire Banking Department: enforcement orders
New Hampshire Bureau of Securities Regulation: enforcement actions
New Hampshire Insurance Department: enforcement actions
NEW JERSEY
New Jersey Attorney General: settlements and verdicts announced in press releases
New Jersey Bureau of Securities: orders and settlements
New Jersey Department of Banking & Insurance: agency orders
New Jersey Division of Consumer Affairs: enforcement actions
NEW MEXICO
New Mexico Attorney General: settlements and verdicts announced in press releases
New Mexico Securities Division: enforcement actions
NEW YORK
Brooklyn District Attorney: settlements and verdicts announced in press releases
Manhattan District Attorney: settlements and verdicts announced in press releases
Nassau County District Attorney: settlements and verdicts announced in press releases
New York Attorney General: settlements and verdicts announced in press releases
New York City Comptroller's Office: selected press releases
New York City Corporation Counsel: settlements announced in press releases
New York City Department of Consumer and Worker Protection: enforcement actions
New York Department of Financial Services: enforcement actions
New York Department of Financial Services: insurance disciplinary actions
Queens County District Attorney: settlements and verdicts announced in press releases
Suffolk County District Attorney: settlements and verdicts announced in press releases
Westchester County District Attorney: settlements and verdicts announced in press releases
NORTH CAROLINA
North Carolina Attorney General: settlements and verdicts announced in press releases
North Carolina Department of Insurance: enforcement actions announced in press releases
North Carolina Division of Securities: enforcement news and actions
North Carolina Office of the Commissioner of Banks: enforcement actions
NORTH DAKOTA
North Dakota Attorney General: settlements and verdicts announced in press releases
North Dakota Insurance Department: enforcement actions
North Dakota Securities Department: enforcement actions
OHIO
Columbus City Attorney: settlements announced in press releases
Franklin County Prosecuting Attorney: settlements and verdicts announced in press releases
Ohio Attorney General: settlements and verdicts announced in press releases
Ohio Division of Financial Institutions: monthly reports of enforcement actions
Ohio Division of Financial Institutions: enforcement actions archive
OKLAHOMA
Oklahoma Attorney General: settlements and verdicts announced in press releases
Oklahoma Department of Consumer Credit: enforcement actions
Oklahoma Department of Securities: enforcement actions
Oklahoma Insurance Department: final orders
Tulsa City Attorney: settlements announced in press releases
OREGON
Oregon Attorney General: settlements and verdicts announced in press releases
Oregon Division of Financial Regulation: notices and orders
PENNSYLVANIA
Pennsylvania Attorney General: settlements and verdicts announced in press releases
Pennsylvania Department of Banking and Securities: enforcement orders
Pennsylvania Department of Labor & Industry: enforcement actions via open records requests
Pennsylvania Insurance Department: enforcement actions
RHODE ISLAND
Rhode Island Attorney General: settlements and verdicts announced in press releases
Rhode Island Department of Business Regulation: enforcement actions
Rhode Island Office of the Health Insurance Commissioner: enforcement documents
SOUTH CAROLINA
South Carolina Attorney General: settlements and verdicts announced in press releases
South Carolina Department of Insurance: enforcement orders
South Carolina Securities Division: agency orders
SOUTH DAKOTA
South Dakota Attorney General: settlements and verdicts announced in press releases
South Dakota Division of Insurance: administrative actions
South Dakota Division of Insurance-Securities Regulation: administrative actions
TENNESSEE
Tennessee Attorney General: settlements and verdicts announced in press releases
Tennessee Department of Commerce & Insurance: agency actions
Tennessee Department of Financial Institutions: enforcement actions
Tennessee Securities Division: enforcement actions
TEXAS
Harris County District Attorney: settlements and verdicts announced in press releases
Texas Attorney General: settlements and verdicts announced in press releases
Texas Department of Banking: enforcement actions
Texas Department of Insurance: enforcement actions
Texas State Securities Board: administrative actions
Travis County District Attorney: settlements and verdicts announced in press releases
UTAH
Salt Lake County District Attorney: settlements and verdicts announced in press releases
Utah Attorney General: settlements and verdicts announced in press releases
Utah Insurance Department: administrative actions
VERMONT
Vermont Attorney General: settlements and verdicts announced in press releases
Vermont Department of Financial Regulation: agency orders
VIRGINIA
Virginia Attorney General: settlements and verdicts announced in press releases
Virginia Bureau of Financial Institutions: docket
Virginia Bureau of Insurance: docket
Virginia Division of Securities: docket
WASHINGTON
Washington Attorney General: settlements and verdicts announced in press releases
Washington Division of Securities: enforcement actions
Washington State Department of Financial Institutions: enforcement actions
Washington State Department of Labor & Industries: open records requests
Washington State Office of the Insurance Commissioner: agency orders
WEST VIRGINIA
West Virginia Attorney General: settlements and verdicts announced in press releases
West Virginia Division of Financial Institutions: administrative actions
West Virginia Securities Commission: enforcement actions
WISCONSIN
Wisconsin Attorney General: settlements and verdicts announced in press releases
Wisconsin Department of Agriculture, Trade and Consumer Protection: enforcement actions
Wisconsin Department of Financial Institutions: administrative actions
Wisconsin Division of Securities: enforcement orders
Wisconsin Office of the Commissioner of Insurance: administrative orders
WYOMING
Wyoming Attorney General: settlements and verdicts announced in press releases
Wyoming Department of Insurance: enforcement actions
Wyoming Secretary of State-Securities: agency orders