Violation Tracker State Data Sources

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State and Local Agency Data Sources

Violation Tracker coverage for state AGs, local prosecutors and state financial regulators extends back to January 1, 2000. Dates vary for other agencies.
 

ALABAMA

Alabama Attorney General: settlements and verdicts announced in press releases

Alabama Department of Insurance: enforcement actions

Alabama Securities Commission: administrative actions

Alabama State Banking Department: consent orders

ALASKA

Alaska Attorney General: settlements and verdicts announced in press releases

Alaska Division of Banking and Securities: enforcement orders

Alaska Division of Insurance: disciplinary orders

ARIZONA

Arizona Attorney General: settlements and verdicts announced in press releases

Arizona Corporation Commission: enforcement actions

Arizona Department of Financial Institutions: consent orders

Arizona Department of Insurance: enforcement actions

Maricopa County Attorney: settlements and verdicts announced in press releases

ARKANSAS

Arkansas Attorney General: settlements and verdicts announced in press releases

Arkansas Insurance Department: legal orders

Arkansas Securities Department: administrative orders

CALIFORNIA

Alameda County District Attorney: settlements and verdicts announced in press releases

California Attorney General: settlements and verdicts announced in press releases

California Department of Business Oversight: actions and orders

California Department of Consumer Affairs: enforcement actions

California Department of Insurance: enforcement actions

California Department of Managed Care: enforcement actions

California Labor Commissioner's Office: press releases and open records request

Contra Costa District Attorney: settlements and verdicts announced in press releases

Fresno County District Attorney: settlements and verdicts announced in press releases

Long Beach City Attorney: settlements and verdicts announced in press releases

Los Angeles City Attorney: settlements and verdicts announced in press releases

Los Angeles County Department of Consumer and Business Affairs: enforcement actions

Los Angeles County District Attorney: settlements and verdicts announced in press releases

Oakland City Attorney: settlements and verdicts announced in press releases

Orange County District Attorney: settlements and verdicts announced in press releases

Riverside County District Attorney: settlements and verdicts announced in press releases

Sacramento County District Attorney: settlements and verdicts announced in press releases

San Diego City Attorney: settlements and verdicts announced in press releases

San Diego County District Attorney: settlements and verdicts announced in press releases

San Francisco City and County District Attorney: settlements and verdicts announced in press releases

San Francisco City Attorney: settlements and verdicts announced in press releases

Santa Clara County District Attorney: settlements and verdicts announced in press releases

Santa Cruz County District Attorney: settlements and verdicts announced in press releases

Sonoma County District Attorney: settlements and verdicts announced in press releases

Ventura County District Attorney: settlements and verdicts announced in press releases

COLORADO

Colorado Attorney General: settlements and verdicts announced in press releases

Colorado Division of Insurance: regulatory actions

Colorado Division of Securities: enforcement actions

Denver District Attorney: settlements and verdicts announced in press releases

CONNECTICUT

Connecticut Attorney General: settlements and verdicts announced in press releases

Connecticut Department of Banking: agency actions and settlements

Connecticut Department of Consumer Protection: enforcement actions

Connecticut Insurance Department: enforcement actions

Connecticut Securities and Business Investments Division: orders and settlements

DELAWARE

Delaware Attorney General: settlements and verdicts announced in press releases

Delaware Department of Insurance: enforcement actions

Delaware Fraud & Consumer Protection Division: administrative orders

DISTRICT OF COLUMBIA

District of Columbia Attorney General: settlements and verdicts announced in press releases

District of Columbia Department of Insurance, Securities and Banking: administrative actions

FLORIDA

Florida Attorney General: settlements and verdicts announced in press releases

Florida Office of Financial Regulation: administrative actions

Miami-Dade State Attorney: settlements and verdicts announced in press releases

GEORGIA

Georgia Attorney General: settlements and verdicts announced in press releases

Georgia Securities Division: enforcement orders

HAWAII

Hawaii Attorney General: settlements and verdicts announced in press releases

Hawaii Department of Commerce and Consumer Affairs: enforcement action press releases and decisions

Hawaii Securities Enforcement Branch: enforcement orders

IDAHO

Idaho Attorney General: settlements and verdicts announced in press releases

Idaho Department of Finance: administrative actions

Idaho Department of Insurance: orders

Idaho Securities Bureau: administrative actions

ILLINOIS

Chicago Corporation Counsel: settlements announced in press releases

Chicago Department of Business Affairs and Consumer Protection: enforcement actions

Illinois Attorney General: settlements and verdicts announced in press releases

Illinois Department of Insurance: director's orders

Illinois Department of Labor: enforcement actions via open records requests

Illinois Division of Banking: enforcement actions

Illinois Secretary of State-Securities: administrative actions

INDIANA

Indiana Attorney General: settlements and verdicts announced in press releases

Indiana Department of Insurance: enforcement actions

Indiana Securities Division: administrative actions

IOWA

Iowa Attorney General: settlements and verdicts announced in press releases

Iowa Insurance Division: enforcement actions

KANSAS

Kansas Attorney General: settlements and verdicts announced in press releases

Kansas Insurance Commissioner: legal orders

KENTUCKY

Kentucky Attorney General: settlements and verdicts announced in press releases

Kentucky Department of Financial Institutions: enforcement actions

Kentucky Department of Workplace Standards: open records requests

LOUISIANA

Louisiana Attorney General: settlements and verdicts announced in press releases

Louisiana Department of Insurance: regulatory actions

Orleans Parish District Attorney: settlements and verdicts announced in press releases

MAINE

Maine Attorney General: settlements and verdicts announced in press releases

Maine Bureau of Insurance: administrative actions

Maine Department of Professional & Financial Regulation: enforcement actions

Maine Office of Securities: enforcement actions

MARYLAND

Maryland Attorney General: settlements and verdicts announced in press releases

Maryland Commissioner of Financial Regulation: enforcement actions

Maryland Insurance Administration: orders

Maryland Securities Division: administrative actions

MASSACHUSETTS

Massachusetts Attorney General: settlements and verdicts announced in press releases

Massachusetts Attorney General's Fair Labor Division: enforcement actions

Massachusetts Division of Banks: enforcement actions

Massachusetts Division of Insurance: administrative actions

Massachusetts Securities Division: enforcement actions

MICHIGAN

Michigan Attorney General: settlements and verdicts announced in press releases

Michigan Department of Insurance and Financial Services: enforcement actions

Michigan Securities Division: disciplinary actions

MINNESOTA

Hennepin County District Attorney: settlements and verdicts announced in press releases

Minnesota Attorney General: settlements and verdicts announced in press releases

Minnesota Commerce Department: enforcement actions

Minnesota Department of Labor & Industry: enforcement actions via open records requests

MISSISSIPPI

Mississippi Attorney General: settlements and verdicts announced in press releases

Mississippi Insurance Department: enforcement actions

Mississippi Secretary of State-Securities: enforcement actions

MISSOURI

Missouri Attorney General: settlements and verdicts announced in press releases

Missouri Department of Insurance: regulatory actions

Missouri Department of Labor & Industrial Relations: enforcement actions via open records requests

Missouri Secretary of State-Securities: enforcement actions

MONTANA

Montana Attorney General: settlements and verdicts announced in press releases

Montana Commissioner of Securities & Insurance: legal actions

NEBRASKA

Nebraska Attorney General: settlements and verdicts announced in press releases

Nebraska Department of Banking and Finance: agency actions

Nebraska Department of Insurance: agency actions

NEVADA

Nevada Attorney General: settlements and verdicts announced in press releases

Nevada Division of Insurance: agency actions announced in press releases

Nevada Financial Institutions Division: enforcement actions

Nevada Secretary of State-Securities: administrative orders

NEW HAMPSHIRE

New Hampshire Attorney General: settlements and verdicts announced in press releases

New Hampshire Banking Department: enforcement orders

New Hampshire Bureau of Securities Regulation: enforcement actions

New Hampshire Insurance Department: enforcement actions

NEW JERSEY

New Jersey Attorney General: settlements and verdicts announced in press releases

New Jersey Bureau of Securities: orders and settlements

New Jersey Department of Banking & Insurance: agency orders

New Jersey Division of Consumer Affairs: enforcement actions

NEW MEXICO

New Mexico Attorney General: settlements and verdicts announced in press releases

New Mexico Securities Division: enforcement actions

NEW YORK

Brooklyn District Attorney: settlements and verdicts announced in press releases

Manhattan District Attorney: settlements and verdicts announced in press releases

Nassau County District Attorney: settlements and verdicts announced in press releases

New York Attorney General: settlements and verdicts announced in press releases

New York City Comptroller's Office: selected press releases

New York City Corporation Counsel: settlements announced in press releases

New York City Department of Consumer and Worker Protection: enforcement actions

New York Department of Financial Services: enforcement actions

New York Department of Financial Services: insurance disciplinary actions

Queens County District Attorney: settlements and verdicts announced in press releases

Suffolk County District Attorney: settlements and verdicts announced in press releases

Westchester County District Attorney: settlements and verdicts announced in press releases

NORTH CAROLINA

North Carolina Attorney General: settlements and verdicts announced in press releases

North Carolina Department of Insurance: enforcement actions announced in press releases

North Carolina Division of Securities: enforcement news and actions

North Carolina Office of the Commissioner of Banks: enforcement actions

NORTH DAKOTA

North Dakota Attorney General: settlements and verdicts announced in press releases

North Dakota Insurance Department: enforcement actions

North Dakota Securities Department: enforcement actions

OHIO

Columbus City Attorney: settlements announced in press releases

Franklin County Prosecuting Attorney: settlements and verdicts announced in press releases

Ohio Attorney General: settlements and verdicts announced in press releases

Ohio Division of Financial Institutions: monthly reports of enforcement actions

Ohio Division of Financial Institutions: enforcement actions archive

OKLAHOMA

Oklahoma Attorney General: settlements and verdicts announced in press releases

Oklahoma Department of Consumer Credit: enforcement actions

Oklahoma Department of Securities: enforcement actions

Oklahoma Insurance Department: final orders

Tulsa City Attorney: settlements announced in press releases

OREGON

Oregon Attorney General: settlements and verdicts announced in press releases

Oregon Division of Financial Regulation: notices and orders

PENNSYLVANIA

Pennsylvania Attorney General: settlements and verdicts announced in press releases

Pennsylvania Department of Banking and Securities: enforcement orders

Pennsylvania Department of Labor & Industry: enforcement actions via open records requests

Pennsylvania Insurance Department: enforcement actions

RHODE ISLAND

Rhode Island Attorney General: settlements and verdicts announced in press releases

Rhode Island Department of Business Regulation: enforcement actions

Rhode Island Office of the Health Insurance Commissioner: enforcement documents

SOUTH CAROLINA

South Carolina Attorney General: settlements and verdicts announced in press releases

South Carolina Department of Insurance: enforcement orders

South Carolina Securities Division: agency orders

SOUTH DAKOTA

South Dakota Attorney General: settlements and verdicts announced in press releases

South Dakota Division of Insurance: administrative actions

South Dakota Division of Insurance-Securities Regulation: administrative actions

TENNESSEE

Tennessee Attorney General: settlements and verdicts announced in press releases

Tennessee Department of Commerce & Insurance: agency actions

Tennessee Department of Financial Institutions: enforcement actions

Tennessee Securities Division: enforcement actions

TEXAS

Harris County District Attorney: settlements and verdicts announced in press releases

Texas Attorney General: settlements and verdicts announced in press releases

Texas Department of Banking: enforcement actions

Texas Department of Insurance: enforcement actions

Texas State Securities Board: administrative actions

Travis County District Attorney: settlements and verdicts announced in press releases

UTAH

Salt Lake County District Attorney: settlements and verdicts announced in press releases

Utah Attorney General: settlements and verdicts announced in press releases

Utah Insurance Department: administrative actions

VERMONT

Vermont Attorney General: settlements and verdicts announced in press releases

Vermont Department of Financial Regulation: agency orders

VIRGINIA

Virginia Attorney General: settlements and verdicts announced in press releases

Virginia Bureau of Financial Institutions: docket

Virginia Bureau of Insurance: docket

Virginia Division of Securities: docket

WASHINGTON

Washington Attorney General: settlements and verdicts announced in press releases

Washington Division of Securities: enforcement actions

Washington State Department of Financial Institutions: enforcement actions

Washington State Department of Labor & Industries: open records requests

Washington State Office of the Insurance Commissioner: agency orders

WEST VIRGINIA

West Virginia Attorney General: settlements and verdicts announced in press releases

West Virginia Division of Financial Institutions: administrative actions

West Virginia Securities Commission: enforcement actions

WISCONSIN

Wisconsin Attorney General: settlements and verdicts announced in press releases

Wisconsin Department of Agriculture, Trade and Consumer Protection: enforcement actions

Wisconsin Department of Financial Institutions: administrative actions

Wisconsin Division of Securities: enforcement orders

Wisconsin Office of the Commissioner of Insurance: administrative orders

WYOMING

Wyoming Attorney General: settlements and verdicts announced in press releases

Wyoming Department of Insurance: enforcement actions

Wyoming Secretary of State-Securities: agency orders

 

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